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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-04
CA RA APPROVED 2025-07-03
  • TX RA
    APPROVED_RES
    Since 2025-07-04
  • CA RA
    APPROVED
    Since 2025-07-03

Branch Locations

12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES

1651 E Main Street, Suite 211, El Cajon, CA 92021 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 01/2013 12/2017
Monarch Retirement Group San Diego CA 09/2008 12/2017
Cambridge Investment Research, Inc. Fairfield IA 01/2018 07/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2018 07/2025
Independent Financial Group, Llc El Cajon CA 07/2025 Present
Previous Registrations
  • 2018-01-02 → 2025-07-16
    El Cajon, CA
    San Diego, CA
    La Mesa, CA
    El Cajon, CA
  • 2013-01-18 → 2017-12-31
    San Diego, CA
  • 2008-09-02 → 2013-01-30
    Sii Investments, Inc.
    San Diego, CA
    San Ramon, CA
    Appleton, WI
    San Ramon, CA
  • 2006-10-13 → 2008-12-31
    The Retirement Group
    San Diego, CA
  • 2006-08-24 → 2006-10-04
    Ssn Advisory, Inc.
    Suite 217, CA
  • 2002-01-03 → 2006-08-28
    The Retirement Group
    San Diego, CA
Other Businesses

LAUB FINANCIAL POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2018 ADDRESS: 1651 E Main Street, El Cajon CA 92021, United States DESCRIPTION: Owner/Operator LAUB MUSIC POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 14863 Quail Valley Way, El Cajon CA 92021, United States DESCRIPTION: Live music performer EAST COUNTY HOME SOLUTIONS POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2025 ADDRESS: 14863 Quail Valley Way, El Cajon CA 92021, United States DESCRIPTION: Handyman

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-24
S63 Uniform Securities Agent State Law Examination 1999-02-02
  • S65 Uniform Investment Adviser Law Examination
    1999-05-24
  • S63 Uniform Securities Agent State Law Examination
    1999-02-02
Other Names
  • Jeremy Joseph Wilkins

View on SEC IAPD

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