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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

2095 Smith Haven Plaza, Lake Grove, NY 11755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suny Farmingdale Farmingdale NY 08/2013 05/2017
Infocubic Greenwood Village CO 05/2015 09/2016
Axa Advisors, Llc New York NY 06/2017 10/2017
Unemployed Smithtown NY 10/2017 11/2017
Morgan Stanley Melville NY 12/2017 11/2018
Morgan Stanley Private Bank, National Association New York NY 01/2018 11/2018
Td Ameritrade, Inc. Lake Grove NY 02/2019 12/2022
Unemployed Smithtown NY 11/2018 02/2019
Charles Schwab & Co., Inc. Lake Grove NY 01/2022 Present
Td Ameritrade Investment Management, Llc Lake Grove NY 02/2021 12/2022
Charles Schwab Bank, Ssb Lake Grove NY 10/2022 Present
Charles Schwab And Co., Inc. Lake Grove NY 12/2022 Present
  • 08/2013 → 05/2017
    Suny Farmingdale
    Farmingdale, NY
  • 05/2015 → 09/2016
    Infocubic
    Greenwood Village, CO
  • 06/2017 → 10/2017
    Axa Advisors, Llc
    New York, NY
  • 10/2017 → 11/2017
    Unemployed
    Smithtown, NY
  • 12/2017 → 11/2018
    Melville, NY
  • 01/2018 → 11/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2019 → 12/2022
    Td Ameritrade, Inc.
    Lake Grove, NY
  • 11/2018 → 02/2019
    Unemployed
    Smithtown, NY
  • 01/2022 → Present
    Lake Grove, NY
  • 02/2021 → 12/2022
    Td Ameritrade Investment Management, Llc
    Lake Grove, NY
  • 10/2022 → Present
    Charles Schwab Bank, Ssb
    Lake Grove, NY
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Lake Grove, NY
Previous Registrations
  • 2019-02-15 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Smithtown, NY
    Lake Grove, NY
  • 2019-02-15 → 2022-10-14
    Td Ameritrade, Inc.
    Lake Grove, NY
  • 2018-01-18 → 2018-11-29
    Melville, NY
  • 2017-08-25 → 2017-10-31
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-17
  • S66 Uniform Combined State Law Examination
    2017-08-17
Other Names
  • Brandon Deramo
  • Brandon Louis Deramo

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