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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-26 |
Branch Locations
2095 Smith Haven Plaza, Lake Grove, NY 11755 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suny Farmingdale | Farmingdale | NY | 08/2013 | 05/2017 |
| Infocubic | Greenwood Village | CO | 05/2015 | 09/2016 |
| Axa Advisors, Llc | New York | NY | 06/2017 | 10/2017 |
| Unemployed | Smithtown | NY | 10/2017 | 11/2017 |
| Morgan Stanley | Melville | NY | 12/2017 | 11/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2018 | 11/2018 |
| Td Ameritrade, Inc. | Lake Grove | NY | 02/2019 | 12/2022 |
| Unemployed | Smithtown | NY | 11/2018 | 02/2019 |
| Charles Schwab & Co., Inc. | Lake Grove | NY | 01/2022 | Present |
| Td Ameritrade Investment Management, Llc | Lake Grove | NY | 02/2021 | 12/2022 |
| Charles Schwab Bank, Ssb | Lake Grove | NY | 10/2022 | Present |
| Charles Schwab And Co., Inc. | Lake Grove | NY | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-17 |
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