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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-17
MI RA APPROVED 2023-01-30
  • TX RA
    APPROVED
    Since 2024-01-17
  • MI RA
    APPROVED
    Since 2023-01-30

Branch Locations

25 Michigan Ave. W Suite 240, Battle Creek, MI 49017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Battle Creek MI 05/2017 09/2017
Kellogg'S Plant Battle Creek MI 05/2019 09/2019
Raymond James Battle Creek MI 06/2021 08/2021
Western Michigan University Kalamazoo MI 09/2020 05/2021
Western Michigan University Kalamazoo MI 09/2018 05/2019
Kellogg'S Plant Battle Creek MI 05/2020 10/2020
Western Michigan University Kalamazoo MI 09/2019 05/2020
Pennfield High School Battle Creek MI 09/2017 05/2018
Kellogg'S Plant Battle Creek MI 05/2018 09/2018
Western Michigan University Kalamazoo MI 08/2021 05/2022
Raymond James & Associates, Inc. Battle Creek MI 06/2022 Present
Pennfield High School Battle Creek MI 07/2014 05/2017
Pennfield Schools Battle Creek MI 10/2022 10/2024
  • 05/2017 → 09/2017
    Hilliard Lyons
    Battle Creek, MI
  • 05/2019 → 09/2019
    Kellogg'S Plant
    Battle Creek, MI
  • 06/2021 → 08/2021
    Raymond James
    Battle Creek, MI
  • 09/2020 → 05/2021
    Western Michigan University
    Kalamazoo, MI
  • 09/2018 → 05/2019
    Western Michigan University
    Kalamazoo, MI
  • 05/2020 → 10/2020
    Kellogg'S Plant
    Battle Creek, MI
  • 09/2019 → 05/2020
    Western Michigan University
    Kalamazoo, MI
  • 09/2017 → 05/2018
    Pennfield High School
    Battle Creek, MI
  • 05/2018 → 09/2018
    Kellogg'S Plant
    Battle Creek, MI
  • 08/2021 → 05/2022
    Western Michigan University
    Kalamazoo, MI
  • 06/2022 → Present
    Battle Creek, MI
  • 07/2014 → 05/2017
    Pennfield High School
    Battle Creek, MI
  • 10/2022 → 10/2024
    Pennfield Schools
    Battle Creek, MI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-01-19
S65 Uniform Investment Adviser Law Examination 2022-12-21
  • S63 Uniform Securities Agent State Law Examination
    2023-01-19
  • S65 Uniform Investment Adviser Law Examination
    2022-12-21

View on SEC IAPD

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