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Anthony John Urfer

Raymond James Financial Services Advisors, Inc

Colorado Springs, CO

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-12-13
  • CO RA
    APPROVED
    Since 2017-12-13

Branch Locations

540 N Cascade Ave Suite 100, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Littleton CO 06/2017 09/2017
Raymond James Financial Services, Inc. Littleton CO 09/2017 10/2017
Unemployed Littleton CO 04/2017 06/2017
Focal Point Business Coaching Littleton CO 10/2015 04/2017
Raymond James Financial Services Advisors Inc. Colorado Springs CO 12/2017 Present
Raymond James Financial Services, Inc. Colorado Springs CO 10/2017 Present
  • 06/2017 → 09/2017
    Raymond James Financial Services, Inc.
    Littleton, CO
  • 09/2017 → 10/2017
    Raymond James Financial Services, Inc.
    Littleton, CO
  • 04/2017 → 06/2017
    Unemployed
    Littleton, CO
  • 10/2015 → 04/2017
    Focal Point Business Coaching
    Littleton, CO
  • 12/2017 → Present
    Raymond James Financial Services Advisors Inc.
    Colorado Springs, CO
  • 10/2017 → Present
    Raymond James Financial Services, Inc.
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-07
  • S66 Uniform Combined State Law Examination
    2017-12-07
Other Names
  • Tony John Urfer
  • Anthony J Urfer

View on SEC IAPD

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Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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