Craig Thomas Moore

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 05/2026
  Edward Jones
  St Louis, MO
• 02/2018 → 05/2018
  None
  Frisco, TX
• 06/2008 → 12/2017
  Southwest Securities
  Dallas, TX
• 05/2026 → Present
  Lpl Financial Llc
  Leander, TX
• 06/2008 → 01/2018
  Hilltop Securities Inc
  Dallas, TX

Previous Registrations

• 2018-05-07 → 2026-05-18
  Edward Jones
  Leander, TX
  Cedar Park, TX
  St Louis, MO
  Austin, TX
  Leander, TX
• 2008-06-25 → 2018-01-23
  Hilltop Securities Inc.
  Dallas, TX
• 2008-02-09 → 2008-06-19
  Avantax Advisory Services
  Dallas, TX

Other Businesses

1. 05/2026 - CTM Wealth Management & Retirement Solutions - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 120 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/15/2026

Exams

• S66 Uniform Combined State Law Examination
  2007-12-18
• S63 Uniform Securities Agent State Law Examination
  1999-01-20

Other Names

• Craig Thomas Moore
• Craig T Moore