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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-30
MO RA APPROVED 2020-01-09
  • TX RA
    APPROVED
    Since 2020-01-30
  • MO RA
    APPROVED
    Since 2020-01-09

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Butler's Pantry/Rp Group Inc St. Louis MO 11/2009 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 11/2013 Present
Bank Of America, N.A. Clayton MO 11/2013 Present
Catering St. Louis St. Louis MO 04/2018 Present
  • 11/2009 → Present
    Butler's Pantry/Rp Group Inc
    St. Louis, MO
  • 11/2013 → Present
    Clayton, MO
  • 11/2013 → Present
    Bank Of America, N.A.
    Clayton, MO
  • 04/2018 → Present
    Catering St. Louis
    St. Louis, MO
Other Businesses

Work at Butlers Pantry, 10-15 hours a month as a bartender. I am just a hourly employee. I have worked there since October of 2009. I work approximately 15-20 hours a month there. Business is not investment related. Numbers of hours during securities trading hours: 0 Address: 1400 Park Avenue, St. Louis, MO 63104 Duties: Providing legendary service to guests, execute events, including set-up and teardown. I*133592 For profit or not for profit: For-Profit Organization Name of outside business organization: BUTTON UP SERVICES LLC Investment related: N Address of business: Saint Louis, Missouri 63131 Nature of business: LLC, Position, title, association: Part-Time, Start date of relationship: 9/10/2020 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Working as Server, executing catering events, including set up event, serve clients food and beverage, transporting dirty and used items from event and from clients, clean-up including take down of furniture and potentially setting up for next event.. I*462195, Entity Type: Entity For Profit, Name of OBA: RP GROUP INC, Address: ST LOUIS, Missouri 63104, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 11/18/2008, No Hours: 30, No Hours during trading: 0, Duties: Delivers legendary service to patrons during various events including charity functions, weddings, and corporate banquets. Creates and executes strategies to expedite and streamline the process to better serve customers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-28
  • S66 Uniform Combined State Law Examination
    2019-12-28
Other Names
  • Aaron Thomas
  • Aaron Devon Thomas

View on SEC IAPD

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