Mary F Seki

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Sagepoint Financial
  San Diego, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  La Jolla, CA

Previous Registrations

• 2008-05-05 → 2023-09-01
  Osaic Services, Inc.
  La Jolla, CA
  San Marcos, CA
• 2008-05-06 → 2011-08-22
  B & C Wealth Management
  San Diego, CA
• 2003-02-28 → 2003-11-07
  Lpl Financial Llc
  La Jolla, CA

Other Businesses

1. S-CORPORATION: MF SEKI INVESTMENTS, INC., NO, 2801 UNICORNIO ST., CARLSBAD, CA 92009, PRESIDENT/OWNER, COMM. 2007, -1/-1, CORPORATION SET UP FOR A PASS-THROUGH INCOME AND TAX PURPOSES. 2. MARY SEKI POSITION: Other - Agent NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2010 ADDRESS: 7445 Girard Ave #10, La Jolla CA 92037, United States DESCRIPTION: I sell fixed annuities and term/IUL life insurance. For fixed annuities I usually go directly through the fixed annuity company. Term insurance I am going throughLispros to run quotes and apply for policies. 3. HESCON HEIGHTS HOMEOWNERS ASSOC. POSITION: Treasurer NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/21/2017 ADDRESS: 2801 Unicornio Street Carlsbad, CA 92009, Carlsbad CA 92009, United States DESCRIPTION: I am theTreasurerfor the Board of my HOA for my rental property(formerprimary residence). There are 16 units in my association. I meet with the President and theSecretary of the HOA who also resides in my association and we approve things such as gardeners and maintenance of the property.Would like approval from SagePoint to have check signing abilities. Two signatures are required at all times for checks and the checks are generated by the management company of the HOA, MGR Management. This wouldhelpfacilitate the duties of the board of the HOA as well as running things efficiently. 4. MARY F SEKI POSITION: Owner NATURE: The is my former primary residence that I now have as a rental property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 2801 Unicornio Street, Carlsbad CA 92009, United States DESCRIPTION: As owner of the property, I collect rent once per month from the tenant.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-27
• S63 Uniform Securities Agent State Law Examination
  1998-08-15

Other Names

• Mary Elizabeth Francisco
• Mary E Francisco
• Mary E Seki
• Mary F Seki
• Mary Francisco Seki