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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-11-08 |
Branch Locations
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
11 Tenth Ave, Kirkland, WA 98033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential, Pruco Securities | Bellevue | WA | 12/2017 | 01/2020 |
| Prudential | Bellevue | WA | 05/2017 | 12/2017 |
| Prepnorthwest | Kirkland | WA | 05/2016 | 10/2017 |
| University Of Washington | Seattle | WA | 09/2015 | 12/2016 |
| Na | Seattle | WA | 09/2013 | 12/2016 |
| The Prudential Insurance Company Of America | Bellevue | WA | 01/2018 | 01/2020 |
| Miller Advisors | Kirkland | WA | 01/2020 | 09/2021 |
| Mercer Global Advisors | Kirkland | WA | 10/2021 | Present |
ST JOHN'S EPISCOPAL CHURCH, SNOHOMISH WA POSITION: Substitute organist NATURE: Music INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2019 ADDRESS: 913 2nd St, Snohomish WA 98290, United States DESCRIPTION: Play organ for oneliturgical Episcopal serviceJune 23rd 2019 and possibly future Sundays as determined by the vacation days of the regular organist. OCCASIONAL HOUSE SITTING POSITION: House-sitter NATURE: House sitting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/13/2019 ADDRESS: 7917 207th St SE, Snohomish WA 98296, United States DESCRIPTION: Feed dogs. Feed cats. Let pets in and out of houses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-18 |
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