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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-11-08
  • WA RA
    APPROVED
    Since 2021-11-08

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

11 Tenth Ave, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential, Pruco Securities Bellevue WA 12/2017 01/2020
Prudential Bellevue WA 05/2017 12/2017
Prepnorthwest Kirkland WA 05/2016 10/2017
University Of Washington Seattle WA 09/2015 12/2016
Na Seattle WA 09/2013 12/2016
The Prudential Insurance Company Of America Bellevue WA 01/2018 01/2020
Miller Advisors Kirkland WA 01/2020 09/2021
Mercer Global Advisors Kirkland WA 10/2021 Present
  • 12/2017 → 01/2020
    Prudential, Pruco Securities
    Bellevue, WA
  • 05/2017 → 12/2017
    Prudential
    Bellevue, WA
  • 05/2016 → 10/2017
    Prepnorthwest
    Kirkland, WA
  • 09/2015 → 12/2016
    University Of Washington
    Seattle, WA
  • 09/2013 → 12/2016
    Na
    Seattle, WA
  • 01/2018 → 01/2020
    The Prudential Insurance Company Of America
    Bellevue, WA
  • 01/2020 → 09/2021
    Miller Advisors
    Kirkland, WA
  • 10/2021 → Present
    Mercer Global Advisors
    Kirkland, WA
Previous Registrations
  • 2020-03-05 → 2021-12-13
    Miller Advisors, Inc.
    Kirkland, WA
  • 2018-07-25 → 2020-01-14
    Mercer Island, WA
Other Businesses

ST JOHN'S EPISCOPAL CHURCH, SNOHOMISH WA POSITION: Substitute organist NATURE: Music INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2019 ADDRESS: 913 2nd St, Snohomish WA 98290, United States DESCRIPTION: Play organ for oneliturgical Episcopal serviceJune 23rd 2019 and possibly future Sundays as determined by the vacation days of the regular organist. OCCASIONAL HOUSE SITTING POSITION: House-sitter NATURE: House sitting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/13/2019 ADDRESS: 7917 207th St SE, Snohomish WA 98296, United States DESCRIPTION: Feed dogs. Feed cats. Let pets in and out of houses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-18
S63 Uniform Securities Agent State Law Examination 2017-10-18
  • S65 Uniform Investment Adviser Law Examination
    2018-07-18
  • S63 Uniform Securities Agent State Law Examination
    2017-10-18
Designations
Other Names
  • Carrie Beede

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