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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-17
CT RA APPROVED 2018-05-01
  • TX RA
    APPROVED
    Since 2018-05-17
  • CT RA
    APPROVED
    Since 2018-05-01

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newton MA 06/2017 Present
Bridgewater Credit Union Dover MA 10/2016 04/2017
Full-Time Masters At Harvard University Cambridge MA 09/2014 05/2017
Extended Travel North Conway NH 05/2017 06/2017
  • 06/2017 → Present
    Newton, MA
  • 10/2016 → 04/2017
    Bridgewater Credit Union
    Dover, MA
  • 09/2014 → 05/2017
    Full-Time Masters At Harvard University
    Cambridge, MA
  • 05/2017 → 06/2017
    Extended Travel
    North Conway, NH
Other Businesses

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Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-30
  • S66 Uniform Combined State Law Examination
    2018-04-30
Other Names
  • Lei Zhou
  • Rachel Cheng

View on SEC IAPD

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