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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-05
MN RA APPROVED 2019-11-01
  • TX RA
    APPROVED
    Since 2019-11-05
  • MN RA
    APPROVED
    Since 2019-11-01

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Minneapolis MN 10/2018 Present
Principal Financial Group Des Moines IA 05/2018 10/2018
Fastenal Cedar Falls IA 09/2016 05/2018
Rbc Capital Markets, Llc Minneapolis MN 05/2017 08/2017
University Of Northern Iowa Cedar Falls IA 05/2014 11/2017
  • 10/2018 → Present
    Minneapolis, MN
  • 05/2018 → 10/2018
    Principal Financial Group
    Des Moines, IA
  • 09/2016 → 05/2018
    Fastenal
    Cedar Falls, IA
  • 05/2017 → 08/2017
    Minneapolis, MN
  • 05/2014 → 11/2017
    University Of Northern Iowa
    Cedar Falls, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2019-11-01

View on SEC IAPD

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