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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-12 |
| TX | RA | APPROVED | 2024-06-12 |
Branch Locations
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
24251 Rockfield Blvd, Lake Forest, CA 92630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Orange | CA | 04/2016 | 04/2018 |
| Wells Fargo Clearing Services Llc | Orange | CA | 06/2017 | 04/2018 |
| J.P. Morgan Securities Llc | Newport Beach | CA | 04/2018 | 09/2021 |
| Jpmorgan Chase Bank, N.A. | Newport Beach | CA | 04/2018 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Costa Mesa | CA | 09/2021 | 12/2021 |
| Wells Fargo Bank, Na | Laguna Woods | CA | 09/2021 | Present |
| Wells Fargo Clearing Services, Llc | Laguna Woods | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-11 |
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