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Ryan A Pozniak

Charles Schwab & Co., Inc.

Scottsdale, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-02
CA RA APPROVED 2017-11-13
  • AZ RA
    APPROVED
    Since 2023-06-02
  • CA RA
    APPROVED
    Since 2017-11-13

Branch Locations

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Scottsdale AZ 06/2017 Present
Lakeshore Athletic Services Phoenix AZ 09/2014 06/2017
Lululemon Athletica Scottsdale AZ 11/2016 01/2017
Full-Time Education Phoenix AZ 08/2012 05/2017
Charles Schwab Bank Scottsdale AZ 10/2018 02/2022
Td Ameritrade, Inc. Scottsdale AZ 02/2022 05/2024
Td Ameritrade Investment Management, Llc. Scottsdale AZ 02/2022 09/2023
Clearair Phoenix AZ 08/2016 05/2017
Charles Schwab Bank Scottsdale AZ 06/2017 Present
  • 06/2017 → Present
    Charles Schwab & Co., Inc.
    Scottsdale, AZ
  • 09/2014 → 06/2017
    Lakeshore Athletic Services
    Phoenix, AZ
  • 11/2016 → 01/2017
    Lululemon Athletica
    Scottsdale, AZ
  • 08/2012 → 05/2017
    Full-Time Education
    Phoenix, AZ
  • 10/2018 → 02/2022
    Charles Schwab Bank
    Scottsdale, AZ
  • 02/2022 → 05/2024
    Td Ameritrade, Inc.
    Scottsdale, AZ
  • 02/2022 → 09/2023
    Td Ameritrade Investment Management, Llc.
    Scottsdale, AZ
  • 08/2016 → 05/2017
    Clearair
    Phoenix, AZ
  • 06/2017 → Present
    Charles Schwab Bank
    Scottsdale, AZ
Previous Registrations
  • 2022-03-17 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Scottsdale, AZ
  • 2022-03-17 → 2022-10-14
    Td Ameritrade, Inc.
    Scottsdale, AZ
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-13
  • S66 Uniform Combined State Law Examination
    2017-11-13

View on SEC IAPD

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BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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