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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-26 |
| MN | RA | APPROVED | 2018-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 06/2017 | Present |
| University Of Minnesota | Duluth | MN | 09/2013 | 05/2018 |
| Dave's Pizza | Hermantown | MN | 05/2014 | 04/2017 |
| Duluth Superior Alpine Club | Duluth | MN | 11/2014 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 06/2017 | 08/2017 |
| Bank Of America, N.A. | Minneapolis | MN | 07/2019 | Present |
I*3764272, Entity Type Not for profit, Name of OBA: Mother & Father In-Law Address: RichfieldMinnesota55423 Investment Related: No Position, Title, Association: family Employee Start Date: 04/16/2026 No Hours: 0 No Hours during trading: 0 Duties: Loan recipient / loan payback. Family providing private loan to my wife and I for a house purchase. I*4661279 Entity Type: Rental Property Name of OBA: Rental Property - 04-Jun-26 - 1 Address: Primghar, Iowa, 51245 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 07/01/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-owner with other family members/Rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-24 |
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