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4011 East Sunrise Drive, Tucson, AZ 85718 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-02-28 |
Branch Locations
6929 E. Greenway Parkway Suite 150, Scottsdale, AZ 85254 • United States
4011 East Sunrise Drive, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vector Global Wmg | Miami | FL | 06/2017 | 06/2018 |
| Student | Miami | FL | 01/2015 | 06/2017 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2018 | 05/2021 |
| Tci Wealth Advisors, Inc. | Scottsdale | AZ | 09/2024 | Present |
| Tci Wealth Advisors, Inc. | Scottsdale | AZ | 06/2021 | 09/2024 |
ALPFA; Committee Member at Large; Investment related: No; Description: Non-profit - Association of Latino Professionals. ; Start date: 2026-07-20; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0; Website address for the organization: https://alpfa.org/phoenix.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-08-24 |
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