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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-12-04 |
| TX | RA | APPROVED | 2019-12-02 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2017 | Present |
| Maricopa County Juvenile Probation Department | Phoenix | AZ | 02/2012 | 06/2018 |
| Maricopa County Juvenile Probation Department | Phoenix | AZ | 09/2018 | 03/2019 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2017 | Present |
NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 02/2019 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIDUCIARY NAME OF BUSINESS: CUSTODIAN OF UTMA ACCOUNT -1 INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: CUSTODIAN START DATE: 09/2022 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE UTMA ACCOUNT NAME OF BUSINESS: CUSTODIAN OF UTMA ACCOUNT -2 INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: CUSTODIAN START DATE: 05/2019 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE UTMA ACCOUNT NAME OF BUSINESS: CUSTODIAN OF UTMA ACCOUNT -3 INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: CUSTODIAN START DATE: 07/2025 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: MANAGE UTMA ACCOUNT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-25 |
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