Nicolas G Dumas

Current Employers

Employment History

• 01/2019 → Present
  Retirement Planning Group, Llc
  Malta, NY
• 06/2013 → 06/2017
  Precision, Valve, & Automation
  Cohoes, NY
• 04/2018 → 12/2018
  Ameritas Investment Corp
  Lincoln, NE
• 01/2019 → 09/2020
  Securities Service Network, Inc.
  Saratoga Springs, NY
• 01/2019 → 09/2020
  Ssn Advisory, Inc.
  Saratoga Springs, NY
• 09/2020 → 01/2021
  Securities America, Inc.
  Malta, NY
• 11/2020 → 12/2020
  Arbor Point Advisors
  Malta, NY
• 01/2021 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2017 → 04/2018
  Unemployed
  Mechanicville, NY

Previous Registrations

• 2020-11-18 → 2021-01-05
  Arbor Point Advisors
  Malta, NY

Other Businesses

1. Nicholas Dumas is dually-registered as an Investment Advisor Representative with Retirement Planning Group, LLC. (since 06/2021) and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. (PKS" - since 01/2021). Business is conducted from 2691 State Route 9, Malta, NY, 12205. Approximately 90% of Nicolas' time is for services as an investment advisor representative and the balance as a registered representative and are not affiliated. 2. Insurance Sales; same address; Non-investment related; Approximately 10% of time during the month

Exams

• S66 Uniform Combined State Law Examination
  2018-11-28

Designations

Other Names

• Nico Dumas
• Nicolas George Dumas