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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-06-28
  • MN RA
    APPROVED
    Since 2018-06-28

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Lakeland, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Minneapolis MN 05/2017 Present
State Of Minnesota Department Of Commerce St. Paul MN 11/2005 05/2017
  • 05/2017 → Present
    Minneapolis, MN
  • 11/2005 → 05/2017
    State Of Minnesota Department Of Commerce
    St. Paul, MN
Other Businesses

Eight - Three Investments, LLC / The business is investment related in real estate / 600 Inwood Avenue North, Suite 130, Oakdale, MN 55128 / The business was formed to Purchase, Rent, and Sell investment real estate / I am a 20% owner / We started May 1, 2011 / I currently devote 0 hours to the business as we sold our only rental house and are going to be closing down the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-28
  • S66 Uniform Combined State Law Examination
    2018-06-28

View on SEC IAPD

Other Firms

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