Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2024-05-22 |
| TX | RA | APPROVED_RES | 2024-05-14 |
| MN | RA | APPROVED | 2022-03-28 |
Branch Locations
250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Minneapolis | MN | 05/2017 | 03/2022 |
| C&L Distributing | Brainerd | MN | 05/2015 | 05/2017 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 03/2022 | Present |
1)NAME: DoorDash Non-Investment related ADDRESS: 116 New Montgomery St San Francisco, CA 94105 Nature of OBA: Food Delivery Position/Title/Relationship: Independent Contractor/Consultant Start Date: 07/25/22 Time Devoted: 5 hours; 0 during securities trading Duties: 07/25/22
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-02 |
Reach out to this advisor