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Madison Lee Hartley

Wells Fargo Clearing Services, LLC

Cincinnati, OH

Miamisburg, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-06
OH RA APPROVED 2023-12-21
  • TX RA
    APPROVED_RES
    Since 2026-04-06
  • OH RA
    APPROVED
    Since 2023-12-21

Branch Locations

8044 Montgomery Rd Ste 570 Towers Of Kenwood, Cincinnati, OH 45236 • United States

10100 Innovation Dr Ste 100, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Miamisburg OH 09/2020 Present
Rgbsi Aerospace Fairborn OH 05/2020 09/2020
Wittenberg University Springfeild OH 08/2016 05/2020
Wells Fargo Clearing Services Llc San Antonio TX 05/2019 08/2019
Wells Fargo Clearing Services Llc Miamisburg OH 05/2018 08/2018
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-20
S63 Uniform Securities Agent State Law Examination 2023-09-13
  • S65 Uniform Investment Adviser Law Examination
    2023-12-20
  • S63 Uniform Securities Agent State Law Examination
    2023-09-13
Other Names
  • Madison Wolters
  • Madison Hartley

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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