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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-05 |
| KY | RA | APPROVED | 2026-01-05 |
Branch Locations
Metropoint I 4600 So. Ulster St #1350, Denver, CO 80237 • United States
Lexington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lexington | KY | 05/2017 | 08/2024 |
| Arks Capital Llc Self Employed | Lexington | KY | 01/2015 | 05/2017 |
| Bank Of America, N.A. | Lexington | KY | 10/2017 | 08/2024 |
| Wedbush Securities | Los Angeles | CA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-28 |
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