Best Investors Account Sign in

Seth Russell Willoughby

Morgan Stanley

Cincinnati, OH

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-08-15
TX RA APPROVED 2021-08-13
  • OH RA
    APPROVED
    Since 2021-08-15
  • TX RA
    APPROVED
    Since 2021-08-13

Branch Locations

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 05/2017 08/2021
Xavier University Cincinnati OH 08/2009 05/2017
Bank Of America, N.A. Cincinnati OH 07/2017 08/2021
Morgan Stanley Smith Barney Llc Cincinnati OH 08/2021 Present
Morgan Stanley Private Bank, N.A New York NY 11/2021 Present
  • 05/2017 → 08/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Cincinnati, OH
  • 08/2009 → 05/2017
    Xavier University
    Cincinnati, OH
  • 07/2017 → 08/2021
    Bank Of America, N.A.
    Cincinnati, OH
  • 08/2021 → Present
    Morgan Stanley Smith Barney Llc
    Cincinnati, OH
  • 11/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-15
  • S66 Uniform Combined State Law Examination
    2017-08-15
Designations
Other Names
  • Seth Willoughby

View on SEC IAPD

Other Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC
BRIXEY & MEYER CAPITAL LLC
OPUS CAPITAL MANAGEMENT
FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor