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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-18 |
| HI | RA | APPROVED | 2022-05-18 |
Branch Locations
26440 La Alameda St Ste 100, Mission Viejo, CA 92691 • United States
27825-C Santa Margarita Pkwy, Mission Viejo, CA 92691 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sierra Analytical | Laguna Hills | CA | 09/2008 | 06/2017 |
| Tustin Fitness | Tustin | CA | 10/2016 | 05/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2017 | 10/2018 |
| Northwestern Mutual Investment Services Llc | Irvine | CA | 10/2017 | 10/2018 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 10/2018 | Present |
| Schoolsfirst Fcu | Tustin | CA | 10/2018 | Present |
| Lpl Financial Llc | Tustin | CA | 05/2022 | Present |
1) 05-18-2022-Schools First FCU- Investment Related- 15222 Del Amo Ave, Tustin, CA 92780- Financial Institution Duty-Advisor-START DATE: 10/2018-160 Hours Per Month- 2) 05-18-2022-SchoolsFirst Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-20 |
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