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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
| CO | RA | APPROVED | 2021-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Denver | CO | 05/2021 | Present |
| Jpmorgan Securities Llc | Denver | CO | 05/2021 | Present |
| Guggenheim Partners | Santa Monica | CA | 06/2019 | 07/2020 |
| J2 Partners | Boulder | CO | 05/2018 | 01/2019 |
| Scottrade | Westminster | CO | 05/2017 | 10/2017 |
| University Of Colorado | Boulder | CO | 08/2015 | 05/2019 |
| Guggenheim Partners | Spokane | WA | 07/2020 | 04/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-18 |
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