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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-23 |
| CA | RA | APPROVED | 2017-07-05 |
Branch Locations
18809 Cox Ave. Ste. 150, Saratoga, CA 95070 • United States
Saratoga, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2017 | Present |
| University Of California | Santa Cruz | CA | 04/2016 | 05/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2017 | Present |
1.Financial Planning Association, Silicon Valley Chapter. Mountain View CA 94040. 1/1/2017. Director of Board/Volunteer Role. Not investment related. 4/monthly, 0/trading 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.PING HE, 2570 NORTH FIRST ST, STE 200, SAN JOSE, CA, 06/02/21, NIR, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 4 HR/MO- 0/TRADING HR 4.SEABREEZE WEALTH ADVISORS, 18809 Cox Ave., Suite 150, Saratoga CA 95070, United States, 08/15/2024, IAR, DBA Name, INV REL, 40 HR/MO- 20/TRADING HR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-03 |
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