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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
NJ RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

1821 Saratoga Ave Suite 290, Saratoga, CA 95070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Saratoga CA 06/2019 Present
Wfgia Saratoga CA 06/2018 Present
Realtyonegrouip-World Properties Cupertino CA 09/2015 08/2020
Slava Real Estate Services Cupertino CA 04/2015 09/2016
General Mortgage Capital Corporation Cupertino CA 05/2016 Present
Owner Of Rental Property Sunnyvale CA 04/2015 Present
Rental Property-Mcgee Berkeley CA 04/2009 Present
Golden Ribbon Llc Mountain View CA 07/2010 Present
Brg Realty San Jose CA 09/2020 Present
  • 06/2019 → Present
    Transamerica Financial Advisors, Inc
    Saratoga, CA
  • 06/2018 → Present
    Wfgia
    Saratoga, CA
  • 09/2015 → 08/2020
    Realtyonegrouip-World Properties
    Cupertino, CA
  • 04/2015 → 09/2016
    Slava Real Estate Services
    Cupertino, CA
  • 05/2016 → Present
    General Mortgage Capital Corporation
    Cupertino, CA
  • 04/2015 → Present
    Owner Of Rental Property
    Sunnyvale, CA
  • 04/2009 → Present
    Rental Property-Mcgee
    Berkeley, CA
  • 07/2010 → Present
    Golden Ribbon Llc
    Mountain View, CA
  • 09/2020 → Present
    Brg Realty
    San Jose, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc GENERAL MORTGAGE CAPITAL CORPORATION/Investment Related - No/1601 S. De Anza Blvd. Suite 260 Cupertino, CA 95014/i am a loan agent; I help clients obtaining mortgage financing to purchase a real estate, or refinance the loan of the properties they currently own/loan agent/06.2016/2/2/I am a loan agent - independent contractor OWNER OF RENTAL PROPERTY/Investment Related - Yes/1232 Hollenbeck avenue, Sunnyvale, ca 94087/rental property/owner/04.2015/10/10/owner RENTAL PROPERTY-MCGEE/Investment Related - Yes/2511 McGee avenue, Berkeley, ca 94703/Rental property/owner/04.2009/10/10/owner GOLDEN RIBBON LLC/Investment Related - Yes/1266 Bryant avenue, mountain view , ca 94040 650-450-2140/Real Estate investment entity/Partner/07.2010/10/10/buy and sell properties, owner, managing and monitor rehab activities, funding for purchase, rehabbing, marketing BRG REALTY/YES/1900 CAMDEN AVE SUITE 100 SAN JOSE CA 95124/REALTOR/09/01/2020/REAL ESTATE SALES/40/2/REAL ESTATE SALES/APPROVED WITH RESRICTIONS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-06
S63 Uniform Securities Agent State Law Examination 2020-08-24
  • S65 Uniform Investment Adviser Law Examination
    2023-02-06
  • S63 Uniform Securities Agent State Law Examination
    2020-08-24
Other Names
  • Yuezue Joanna Shih
  • Yuezue Joanna Wu

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