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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-21
  • CA RA
    APPROVED
    Since 2018-11-21

Branch Locations

1821 Saratoga Ave Suite 290, Saratoga, CA 95070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Realty & Loan Dublin CA 11/2000 Present
Wfg Saratoga CA 06/2001 Present
Butterfly Effect Llc American Canyon CA 01/2007 Present
Lotus Packing, Inc. Brewster WA 12/2007 11/2016
Ta-Chi Orchard Brewster WA 12/2007 11/2021
Legacy Elite, Inc Dublin CA 11/2006 Present
Eligere Investment Holding, Llc Dublin CA 05/2007 Present
Richmond Hills Partnership San Francisco CA 01/2005 07/2021
Transamerica Financial Advisors, Inc Saratoga CA 01/2012 Present
Spa Gaia, Llc Ameerican Canyon CA 01/2007 03/2022
Poshmark Redwood City CA 09/2017 Present
Green Valley Realty Usa Cupertino CA 06/2018 09/2019
Ocean Mortgage Corp Cupertino CA 07/2018 09/2019
Googain Inc Sunnyvale CA 08/2019 01/2026
Googain Dba Maxreal Sunnyvale CA 08/2019 Present
  • 11/2000 → Present
    Legacy Realty & Loan
    Dublin, CA
  • 06/2001 → Present
    Wfg
    Saratoga, CA
  • 01/2007 → Present
    Butterfly Effect Llc
    American Canyon, CA
  • 12/2007 → 11/2016
    Lotus Packing, Inc.
    Brewster, WA
  • 12/2007 → 11/2021
    Ta-Chi Orchard
    Brewster, WA
  • 11/2006 → Present
    Legacy Elite, Inc
    Dublin, CA
  • 05/2007 → Present
    Eligere Investment Holding, Llc
    Dublin, CA
  • 01/2005 → 07/2021
    Richmond Hills Partnership
    San Francisco, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Saratoga, CA
  • 01/2007 → 03/2022
    Spa Gaia, Llc
    Ameerican Canyon, CA
  • 09/2017 → Present
    Poshmark
    Redwood City, CA
  • 06/2018 → 09/2019
    Green Valley Realty Usa
    Cupertino, CA
  • 07/2018 → 09/2019
    Ocean Mortgage Corp
    Cupertino, CA
  • 08/2019 → 01/2026
    Googain Inc
    Sunnyvale, CA
  • 08/2019 → Present
    Googain Dba Maxreal
    Sunnyvale, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Legacy Elite, Inc. / 1106-Present/ Investment Related: yes /5068 Royal Pines Way Dublin, CA94568/Owner-Broker/Real Estate/ Hrs Work Monthly: 10 %/ Sec Trading Hrs: 10% / WFG still pay to my personal name not to corp. I will receive 1099 to my name. No daily activity. BUTTERFLY EFFECT, LLC, NOT INVESTMENT-RELATED, 3600 BROADWAY ST, AMERICAN CANYON, CA 94503, SHAREHOLDER, AFFILIATED SINCE 01/2006; SHAREHOLDER ONLY SINCE 3/1/2013, 0 HRS/MO., NO DUTIES Poshmark/ 9.23.2017/ Individual Seller/ Post pictures of items for sale/ 1HR/MTH/ 101 Redwood Shores PKWY Redwood City CA 94065/ Approved without Restrictions GOOGAIN, INC / emp dates: 0819 TO PRESENT/ INVESTMENT RELATED: NO /address: 1288 KIFER ROAD #208 SUNNYVALE, CA 94086/ position: LOAN OFFICER / nature of business: MORTGAGE LOAN BROKER / hrs work monthly: 1 /Sec trading hrs: 0 / duties: I ONLY NEED TO SUBMIT LOAN TO THEM WHEN I HAVE CLIENT, NO DAILY ACTIVITY Eligere Investment Holding LLC/0507-Present/ Investment Related: No /5068 Royal Briggs Way Dublin, CA 94568 / Owner/Holding LLC for Investment property/ Hrs Work Monthly:0 / Sec Trading Hrs:0 Eligere Investing Holding, LLC/YES/ 5068 ROYAL PINES WAY DUBLIN CA 94568/05/01/2007/MANAGER/RETAL PROPERTY OWNER& MANAGER/05/01/2007/0/RENTAL PROPERY OWNER / APPROVED WITH RESRICTIONS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-24
S63 Uniform Securities Agent State Law Examination 1995-05-05
  • S65 Uniform Investment Adviser Law Examination
    2018-05-24
  • S63 Uniform Securities Agent State Law Examination
    1995-05-05
Other Names
  • Yuh Jiun Chen
  • Yuhjiun Chen

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