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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-06-07 |
Branch Locations
1821 Saratoga Ave Suite 290, Saratoga, CA 95070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Saratoga | CA | 03/2017 | Present |
| Intel | Santa Clara | CA | 11/1989 | 09/2016 |
| World Financial Group, Inc. | Saratoga | CA | 10/2016 | Present |
| Premier Marketing | Norfolk | NE | 03/2019 | Present |
| Wfg Direct | Saratoga | CA | 08/2021 | Present |
| Rental Property | Cupertino | CA | 03/2013 | Present |
| Lu And Wang Group | Saratoga | CA | 03/2019 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc WFG DirectSaratogaCaliforniaUnited StatesNoAgent 08/2021PRESENT Premier Marketing / 0319-Present / INVESTMENT RELATED: Yes / 705 W Benjamin Norfolk, NE 68701 / Agent / Medicare and Health Care Insurance/ hrs work monthly: 10 / Sec trading hrs: 0 / Provide health care insurance for needed customer Lu and Wang Group / 0319-Present / INVESTMENT RELATED: NO / 1821 Saratoga Ave. Saratoga, CA 95070 / Secretary & CFO/ Lu & Wang Group is created for the sole purpose of running my accountant, This name won't be used to contact any life and securities business / hrs work monthly: 8 / Sec trading hrs: 0 / This name won't be used to conduct any life and securities business. RENTAL PROPERTY POSITION: OWNER NATURE: RENTAL PROPERTY INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2013 ADDRESS: 967 MILLER AVE, CUPERTINO CA 95014, United States DESCRIPTION: The rental property is a passive investment without active management so there is no daily activity. Only needs to renew/extend lease once a year and inform home owner warranty company to repair as needed once in a while.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-26 |
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