Hui Yao Stacy Lu

Current Employers

Employment History

• 06/2004 → Present
  World Financial Group
  Saratoga, CA
• 01/2012 → Present
  Transamerica Financial Advisors
  Saratoga, CA
• 02/2005 → Present
  Maricopa One Investment, Llc
  Mesa, AZ
• 02/2005 → Present
  Everland Investment, Llc
  Carson City, NV
• 04/2017 → 07/2017
  Realtyonegroup - World Properties
  Cupertino, CA
• 04/2017 → 04/2020
  Loan 4U
  Cupertino, CA
• 01/2019 → Present
  Lu And Wang Corp
  Saratoga, CA
• 07/2019 → 06/2020
  Sandhill Rei
  Cupertino, CA
• 08/2020 → Present
  Gold House Realty And Mortgage
  Saratoga, CA
• 09/2021 → Present
  Rental Property
  Cupertino, CA

Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Everland Investment, LLC/Yes/1805 N. Carson Street/Carson City/NV/89701/It's a land investment, no activities after purchase/Member/02.01.2005/0/0/no duties and responsibilities. Maricopa One Investment, LLC/Yes/2201 W. Keating Avenue/Mesa/AZ/85202/It is a land investment/Partner/02.01.2005/0/0/no duty and responsibility. LU AND WANG CORP /0119 TO PRESENT/ INVESTMENT RELATED: NO /1821 SARATOGA AVE SUITE 290 SARATOGA, CA 95070/CHAIRMAN & CEO/ LU & WANG CORP IS CREATED FOR THE SOLE PURPOSE OF RUNNING MY WFG/ TRANSAMERICA AND APPROVED OBA BUSINESS EXPENSES THROUGH, AS SUGGESTED BY MY ACCOUNTANT. THIS NAME WON'T BE USED TO CONDUCT ANY LIFE AND SECURITIES BUSINESS / hrs work monthly: 8/ Sec trading hrs: 0/OVERSEE BUSINESS INCOME AND EXPENSES AND TAX REPORTING Gold House Realty and Mortgage / 0820-Present / Investment Related: Yes/ 18488 Prospect Rd. #10 Saratoga, CA 95070 / Realtor -Mortgage Agent / Real Estate and Mortgage / Hrs Work Monthly: / Sec Trading Hrs: / I keep my license but do minimal business in real estate and mortgage with couple cases per year to service the old clients. I want to switch mu licenses to this OBA to keep licenses active, no daily activities and responsibilities with this OBA RENTAL PROPERTY POSITION: OWNER NATURE: RENTAL PROPERTY INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2021 ADDRESS: 967 MILLER AVE, CUPERTINO CA 95014, United States DESCRIPTION: The rental property is a passive investment without active management so there is no daily activity. Only needs to renew/extend lease once a year and inform home owner warranty company to repair as needed once in a while. My husband 09LXQ is taking care of all of those.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-06-29
• S63 Uniform Securities Agent State Law Examination
  2002-09-10