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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2019-11-19 |
| NJ | RA | APPROVED | 2019-05-08 |
Branch Locations
6390 Main St, Ste 100, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University At Buffalo | Buffalo | NY | 08/2015 | 12/2016 |
| Unemployed | Amherst | NY | 01/2017 | 07/2017 |
| Axa Advisors, Llc | New York | NY | 07/2017 | 05/2018 |
| Wells Fargo Clearing Services Llc | Buffalo | NY | 03/2019 | Present |
| Papi Grandes | Amherst | NY | 05/2018 | 03/2019 |
RENTAL PROPERTY, INV RELATED, ELMIRA, NY, 100% OWNERSHIP, START 12/24/2021, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. HABITAT FOR HUMANITY, INV RELATED, BUFFALO, NY, TREASURER, START 9/1/2023, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, REVIWING EXPENSES, PROVIDING INPUT ON THE RETURN ON INVESTMENT FOR COMMUNITY EVENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-20 |
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