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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-13
MI RA APPROVED 2018-07-20
  • TX RA
    APPROVED
    Since 2018-08-13
  • MI RA
    APPROVED
    Since 2018-07-20

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Bloomfield MI 05/2017 Present
Marx Layne & Company Farmington Hills MI 01/2016 03/2017
  • 05/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Bloomfield, MI
  • 01/2016 → 03/2017
    Marx Layne & Company
    Farmington Hills, MI
Other Businesses

1. Detroit Food Network2. Not investment related 3. Instagram 4. Food photographing, occasional pay5. Creator 6. 9/20147. 2 hrs. a month8. 0 hrs. during trading hours 9. No specific duties, relatively popular food blog for Detroit restaurants, restaurants will occasionally pay to be posted on the blog. I*3184277 Entity Type: N/A Name of OBA: Detroit Rotary Club Address: Detroit, Michigan, 48226 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/18/2025 Number of Hours: 3, Monthly Number of Hours during trading: 1, Monthly Duties: The Rotary Club is a global service organization that brings together business and professional leaders to provide humanitarian service through local and international projects. Reviewing and approving as a voting collective for club policies, budgets, and grants for non profit organizations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-19
  • S66 Uniform Combined State Law Examination
    2018-07-19
Other Names
  • Matthew Spickler

View on SEC IAPD

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