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Zachary Ryan Carrick

Rbc Capital Markets, LLC

Greenwood Village, CO

Highlands Ranch, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-02
CO RA APPROVED 2019-10-01
  • TX RA
    APPROVED
    Since 2019-10-02
  • CO RA
    APPROVED
    Since 2019-10-01

Branch Locations

5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Bank Fort Collins CO 09/2014 05/2017
Colorado State University Fort Collins CO 08/2013 05/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2017 04/2018
Northwestern Mutual Investment Services Llc Fort Collins CO 01/2018 04/2018
Charles Schwab & Co. Inc. Lone Tree CO 05/2018 08/2019
Rbc Capital Markets, Llc. Greenwood Village CO 10/2019 Present
  • 09/2014 → 05/2017
    First Bank
    Fort Collins, CO
  • 08/2013 → 05/2017
    Colorado State University
    Fort Collins, CO
  • 06/2017 → 04/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2018 → 04/2018
    Northwestern Mutual Investment Services Llc
    Fort Collins, CO
  • 05/2018 → 08/2019
    Charles Schwab & Co. Inc.
    Lone Tree, CO
  • 10/2019 → Present
    Rbc Capital Markets, Llc.
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-14
S63 Uniform Securities Agent State Law Examination 2018-10-08
  • S66 Uniform Combined State Law Examination
    2019-05-14
  • S63 Uniform Securities Agent State Law Examination
    2018-10-08
Other Names
  • Zach Carrick
  • Zach Carrick

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO
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