Ariana Mary Mary Waitkavicz

Ubs Financial Services Inc.

Hunt Valley, MD

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-16
MD	RA	APPROVED	2017-08-17

TX RA
APPROVED_RES

Since 2021-03-16
MD RA
APPROVED

Since 2017-08-17

Branch Locations

307 International Circle, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Full Time Student	Baltimore	MD	08/2013	05/2017
Ubs Financial Services	Hunt Valley	MD	05/2017	Present

08/2013 → 05/2017

Full Time Student

Baltimore, MD
05/2017 → Present

Ubs Financial Services

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-17

S66 Uniform Combined State Law Examination

2017-08-17

Other Names

Ariana Mary Waitkavicz
Ariana Mary Shaffer

View on SEC IAPD

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AE WEALTH MANAGEMENT, LLC

Other Investors

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LANCE REID SCOTT

JOHN FRANCIS MORAN

Jack Richard Sweiderk

WILSON CROSBY TALIAFERRO

Cristina Polvinale Kothari

JOHN LUKE CHARLTON

Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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