Best Investors Account Sign in

Kumi Goaneh

Rbc Capital Markets, LLC

Minneapolis, MN

Rosemount, MN

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2018-04-16
MN RA APPROVED 2018-04-12
TX RA APPROVED_RES 2018-04-12
  • VI RA
    APPROVED
    Since 2018-04-16
  • MN RA
    APPROVED
    Since 2018-04-12
  • TX RA
    APPROVED_RES
    Since 2018-04-12

Branch Locations

250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States

Rosemount, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co. Edina MN 04/2017 01/2018
Nylife Securities Llc Edina MN 07/2017 01/2018
Lux Looks Beauty Llc Edina MN 03/2003 05/2017
Highland Management Golden Valley MN 03/2014 10/2017
Rbc Capital Markets, Llc. Minneapolis MN 01/2018 Present
  • 04/2017 → 01/2018
    New York Life Insurance Co.
    Edina, MN
  • 07/2017 → 01/2018
    Nylife Securities Llc
    Edina, MN
  • 03/2003 → 05/2017
    Lux Looks Beauty Llc
    Edina, MN
  • 03/2014 → 10/2017
    Highland Management
    Golden Valley, MN
  • 01/2018 → Present
    Rbc Capital Markets, Llc.
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-09
S63 Uniform Securities Agent State Law Examination 2017-11-02
  • S66 Uniform Combined State Law Examination
    2018-04-09
  • S63 Uniform Securities Agent State Law Examination
    2017-11-02
Other Names
  • Kumi Fatuma Goaneh

View on SEC IAPD

Other Firms

HAYS FINANCIAL GROUP, LLC
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS
THRIVENT FINANCIAL FOR LUTHERANS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
VAN CLEMENS WEALTH MANAGEMENT, LLC
LOGAN PARK WEALTH MANAGEMENT

Other Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan
JAMES P MILEY
ROBYN MARY JOYNER
Cole Hendrickson Carter
Casey Mitchell
Jennifer Elizabeth Finn

Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor