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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-21
KY RA APPROVED 2025-08-13
  • TX RA
    APPROVED
    Since 2025-08-21
  • KY RA
    APPROVED
    Since 2025-08-13

Branch Locations

333 E Main Street Suite 120, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Lexington KY 10/2021 09/2023
R.L. Brown Wealth Management Lexington KY 03/2017 05/2021
University Of Kentucky Lexington KY 08/2011 05/2021
Unemployed Columbus GA 05/2021 10/2021
Morgan Stanley Private Bank, Na New York NY 12/2021 09/2023
Keystone Financial Group, Llc Lexington KY 09/2023 09/2024
Raymond James Financial Services, Inc. Lexington KY 08/2025 Present
Raymond James Financial Services Advisors, Inc. Lexington KY 08/2025 Present
Wealthsouth Lexington KY 09/2024 Present
Farmers National Bank Danville KY 09/2024 Present
  • 10/2021 → 09/2023
    Lexington, KY
  • 03/2017 → 05/2021
    R.L. Brown Wealth Management
    Lexington, KY
  • 08/2011 → 05/2021
    University Of Kentucky
    Lexington, KY
  • 05/2021 → 10/2021
    Unemployed
    Columbus, GA
  • 12/2021 → 09/2023
    Morgan Stanley Private Bank, Na
    New York, NY
  • 09/2023 → 09/2024
    Lexington, KY
  • 08/2025 → Present
    Raymond James Financial Services, Inc.
    Lexington, KY
  • 08/2025 → Present
    Lexington, KY
  • 09/2024 → Present
    Wealthsouth
    Lexington, KY
  • 09/2024 → Present
    Farmers National Bank
    Danville, KY
Previous Registrations
Other Businesses

(1) Name of Business: Farmers National Bank Address: 333 E Main St Ste 120, Lexington, KY, 40507-1864, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President, Associate/Employee Investment Related: Yes Start Date: 09/29/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor - provide investment and wealth management services (2) Name of Business: WealthSouth Address: 333 E Main St Ste 120, Lexington, KY, 40507-1864, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President, Associate/Employee Investment Related: Yes Start Date: 09/29/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor - provide investment and wealth management services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-23
  • S66 Uniform Combined State Law Examination
    2021-12-23
Other Names
  • Emma Kathleen Smith
  • Emma K Smith
  • Emma K Cinnamon

View on SEC IAPD

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