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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-21 |
| KY | RA | APPROVED | 2025-08-13 |
Branch Locations
333 E Main Street Suite 120, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Lexington | KY | 10/2021 | 09/2023 |
| R.L. Brown Wealth Management | Lexington | KY | 03/2017 | 05/2021 |
| University Of Kentucky | Lexington | KY | 08/2011 | 05/2021 |
| Unemployed | Columbus | GA | 05/2021 | 10/2021 |
| Morgan Stanley Private Bank, Na | New York | NY | 12/2021 | 09/2023 |
| Keystone Financial Group, Llc | Lexington | KY | 09/2023 | 09/2024 |
| Raymond James Financial Services, Inc. | Lexington | KY | 08/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Lexington | KY | 08/2025 | Present |
| Wealthsouth | Lexington | KY | 09/2024 | Present |
| Farmers National Bank | Danville | KY | 09/2024 | Present |
(1) Name of Business: Farmers National Bank Address: 333 E Main St Ste 120, Lexington, KY, 40507-1864, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President, Associate/Employee Investment Related: Yes Start Date: 09/29/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor - provide investment and wealth management services (2) Name of Business: WealthSouth Address: 333 E Main St Ste 120, Lexington, KY, 40507-1864, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President, Associate/Employee Investment Related: Yes Start Date: 09/29/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor - provide investment and wealth management services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-23 |
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