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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-17
  • NY RA
    APPROVED
    Since 2025-09-17

Branch Locations

399 Knollwood Rd 208 2Nd Floor, White Plains, NY 10603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank Na Boston MA 05/2017 03/2018
Santander Securities Llc Dorchester MA 05/2017 03/2018
Wework New York NY 11/2015 05/2017
Jpmorgan Chase Bank, N.A. New York NY 03/2018 12/2018
J.P. Morgan Securities, Llc New York NY 03/2018 12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jamaica NY 12/2018 08/2019
Bank Of America, N.A. Jamaica NY 12/2018 08/2019
Primerica Financial Services Freeport NY 08/2016 10/2021
Pfs Investments Inc. Freeport NY 06/2021 09/2021
Policygenius New York NY 08/2019 04/2021
Easyknock New York NY 04/2021 07/2021
Citigroup Jackson Heights NY 11/2021 07/2022
David Roy Insurance Agency Colonia NJ 08/2022 04/2023
State Farm Vp Management Corp Paramus NJ 10/2022 04/2023
Citigroup Global Markets Inc. Jackson Heights NY 11/2021 07/2022
Tiaa New York NY 05/2023 06/2024
Tiaa-Cref Individual & Institutional Services, Llc New York NY 05/2023 06/2024
Lpl Enterprise New York NY 03/2025 05/2025
Unemployed College Point NY 06/2024 03/2025
Wells Fargo Advisors Financial Network, Llc White Plains NY 07/2025 Present
  • 05/2017 → 03/2018
    Santander Bank Na
    Boston, MA
  • 05/2017 → 03/2018
    Santander Securities Llc
    Dorchester, MA
  • 11/2015 → 05/2017
    Wework
    New York, NY
  • 03/2018 → 12/2018
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 03/2018 → 12/2018
    J.P. Morgan Securities, Llc
    New York, NY
  • 12/2018 → 08/2019
    Jamaica, NY
  • 12/2018 → 08/2019
    Bank Of America, N.A.
    Jamaica, NY
  • 08/2016 → 10/2021
    Primerica Financial Services
    Freeport, NY
  • 06/2021 → 09/2021
    Freeport, NY
  • 08/2019 → 04/2021
    Policygenius
    New York, NY
  • 04/2021 → 07/2021
    Easyknock
    New York, NY
  • 11/2021 → 07/2022
    Citigroup
    Jackson Heights, NY
  • 08/2022 → 04/2023
    David Roy Insurance Agency
    Colonia, NJ
  • 10/2022 → 04/2023
    State Farm Vp Management Corp
    Paramus, NJ
  • 11/2021 → 07/2022
    Jackson Heights, NY
  • 05/2023 → 06/2024
    Tiaa
    New York, NY
  • 05/2023 → 06/2024
    New York, NY
  • 03/2025 → 05/2025
    Lpl Enterprise
    New York, NY
  • 06/2024 → 03/2025
    Unemployed
    College Point, NY
  • 07/2025 → Present
    White Plains, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-11
S63 Uniform Securities Agent State Law Examination 2017-07-13
  • S66 Uniform Combined State Law Examination
    2019-02-11
  • S63 Uniform Securities Agent State Law Examination
    2017-07-13

View on SEC IAPD

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