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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-17 |
Branch Locations
399 Knollwood Rd 208 2Nd Floor, White Plains, NY 10603 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank Na | Boston | MA | 05/2017 | 03/2018 |
| Santander Securities Llc | Dorchester | MA | 05/2017 | 03/2018 |
| Wework | New York | NY | 11/2015 | 05/2017 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 03/2018 | 12/2018 |
| J.P. Morgan Securities, Llc | New York | NY | 03/2018 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jamaica | NY | 12/2018 | 08/2019 |
| Bank Of America, N.A. | Jamaica | NY | 12/2018 | 08/2019 |
| Primerica Financial Services | Freeport | NY | 08/2016 | 10/2021 |
| Pfs Investments Inc. | Freeport | NY | 06/2021 | 09/2021 |
| Policygenius | New York | NY | 08/2019 | 04/2021 |
| Easyknock | New York | NY | 04/2021 | 07/2021 |
| Citigroup | Jackson Heights | NY | 11/2021 | 07/2022 |
| David Roy Insurance Agency | Colonia | NJ | 08/2022 | 04/2023 |
| State Farm Vp Management Corp | Paramus | NJ | 10/2022 | 04/2023 |
| Citigroup Global Markets Inc. | Jackson Heights | NY | 11/2021 | 07/2022 |
| Tiaa | New York | NY | 05/2023 | 06/2024 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 05/2023 | 06/2024 |
| Lpl Enterprise | New York | NY | 03/2025 | 05/2025 |
| Unemployed | College Point | NY | 06/2024 | 03/2025 |
| Wells Fargo Advisors Financial Network, Llc | White Plains | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-13 |
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