Brian Chingwei Chan

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2010-06-15

CA RA
APPROVED

Since 2010-06-15

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Oceanside, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	San Diego	CA	02/2008	Present

02/2008 → Present

Lpl Financial

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-09

S66 Uniform Combined State Law Examination

2010-06-09

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Exams

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