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Mary Kathryn Farris

LPl Financial LLC

Winston Salem, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-21
  • NC RA
    APPROVED
    Since 2025-08-21

Branch Locations

500 W. 5Th Street Ste 1320, Winston Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aerie By American Eagle Outfitters Greenville SC 06/2016 05/2017
Furman University Greenville SC 08/2014 05/2018
Mass Mutual Life Insurance Co Atlanta GA 04/2019 09/2019
Mml Investors Services, Llc Atlanta GA 04/2019 09/2019
Postmates San Francisco CA 02/2019 05/2019
Edward Jones Roswell GA 06/2017 03/2019
Freelance Lexington NC 09/2019 04/2020
Chico's Fas Peachtree Corners GA 02/2020 08/2020
First Horizon Advisors Winston-Salem NC 08/2020 Present
Lpl Financial Llc Winston Salem NC 08/2025 Present
  • 06/2016 → 05/2017
    Aerie By American Eagle Outfitters
    Greenville, SC
  • 08/2014 → 05/2018
    Furman University
    Greenville, SC
  • 04/2019 → 09/2019
    Mass Mutual Life Insurance Co
    Atlanta, GA
  • 04/2019 → 09/2019
    Mml Investors Services, Llc
    Atlanta, GA
  • 02/2019 → 05/2019
    Postmates
    San Francisco, CA
  • 06/2017 → 03/2019
    Edward Jones
    Roswell, GA
  • 09/2019 → 04/2020
    Freelance
    Lexington, NC
  • 02/2020 → 08/2020
    Chico's Fas
    Peachtree Corners, GA
  • 08/2020 → Present
    First Horizon Advisors
    Winston-Salem, NC
  • 08/2025 → Present
    Lpl Financial Llc
    Winston Salem, NC
Previous Registrations
  • 2020-09-08 → 2025-08-21
    First Horizon Advisors, Inc.
    Winston Salem, NC
    Winston Salem, NC
  • 2019-06-21 → 2019-09-24
    Mml Investors Services, Llc
    Atlanta, GA
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 08/04/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-15
  • S66 Uniform Combined State Law Examination
    2019-01-15
Other Names
  • Mary Kate Farris
  • Mary K Farris

View on SEC IAPD

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Jodie Nicole Baker
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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
LPL FINANCIAL LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC
EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
KESTRA ADVISORY SERVICES, LLC · Winston Salem, NC

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