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Jeffery G Chaffin

Centaurus Financial, Inc.

Santa Barbara, CA

CRD 6786003

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Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-10
  • CA RA
    APPROVED
    Since 2018-04-10

Branch Locations

3902 State Street Suite #101, Santa Barbara, CA 93105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Santa Barbara CA 08/2004 Present
Self Employed Santa Barbara CA 03/2010 Present
Centaurus Financial, Inc. Anaheim CA 09/2017 Present
  • 08/2004 → Present
    Self Employed
    Santa Barbara, CA
  • 03/2010 → Present
    Self Employed
    Santa Barbara, CA
  • 09/2017 → Present
    Anaheim, CA
Other Businesses

Tremblay Financial Services Since 1997, non-investment related, 3902 State Street, Suite #101, Santa Barbara, CA 93105, DBA for marketing purposes only, financial advisor, since 4/4/2018. (1) Owner of a performance training company since 2004. I work with high school teams and athletes. Approximately 8-16 hours per month all outside of securities trading hours. Non Investment related since 2004. (2) Owner of Village Window Cleaning since 2010. Approximately 40-80 hours per month during securities trading hours. Non Investment related since 2010. I wash windows inside/outside for homes and businesses. ANNOUNCER POSITION: announcer NATURE: Announce sporting events at local high school as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2025 ADDRESS: 4750 Hollister Ave, Santa Barbara CA 93110, United States DESCRIPTION: Announce starting line-ups and action during high school sporting events

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-30
  • S66 Uniform Combined State Law Examination
    2018-03-30
Other Names
  • Jeffery G Chaffin
  • Jeffery Glen Chaffin

View on SEC IAPD

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