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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-19
MI RA APPROVED 2017-07-17
  • TX RA
    APPROVED
    Since 2018-04-19
  • MI RA
    APPROVED
    Since 2017-07-17

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Blanc MI 04/2017 Present
United Shore Financial Services Troy MI 02/2016 04/2017
Bank Of America, N.A. Grand Blanc MI 09/2017 Present
Other Businesses

I*1390302 For profit or not for profit: Entity Charitable Name of outside business organization: The Clarkston Chamber of Commerce Investment related: N Address of business: Clarkston, Michigan, 48346, United States Nature of business: ["Business or Industry Organization"] Position, title, association: ["Committee"], [["Fundraising committee"]] Start date of relationship: 7/11/2023 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: , I am a member of the Clarkston Chamber. I volunteered to join the Golf Outing Committee as an unpaid position and was asked to be the Committee Chair since no one else on the Committee Golf's

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-14
  • S66 Uniform Combined State Law Examination
    2017-07-14
Other Names
  • Alex Wint

View on SEC IAPD

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