Egan Kiyoshi Yamamura

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  San Diego, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  San Diego, CA

Previous Registrations

• 2003-07-08 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Chicago, IL
  Chicago, IL
  Northbrook, IL

Other Businesses

Business Ownership; LAKKE CORPORATION; PRESIDENT; Manage Ameriprise Business; 13400 SABRE SPRINGS PARKWAY, SUITE 270, SAN DIEGO, CA, 92128; Investment-Related; 02/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-27
• S63 Uniform Securities Agent State Law Examination
  2001-08-27