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1005 17Th Ave S Suite 900, Nashville, TN 37212 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-08-12 |
| TX | RA | APPROVED | 2024-07-12 |
Branch Locations
6730 N. Scottsdale Road Suite 230, Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Arizona | Tucson | AZ | 08/2013 | 07/2017 |
| Steve And Mikes Shellfish | San Francisco | CA | 01/2013 | 01/2017 |
| Axa Next Externs | Tucson | AZ | 10/2016 | 11/2016 |
| Axa Advisors, Llc | New York | NY | 08/2017 | 03/2018 |
| Steve And Mike's Shellfish | San Francisco | CA | 06/2018 | 10/2019 |
| Exchange Traded Managers Group | Summit | NJ | 01/2020 | 07/2023 |
| Unemployed | Jersey City | NJ | 08/2023 | 11/2023 |
| Laffer Tengler Investments, Inc. | Scottsdale | AZ | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-02 |
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