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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-10-25
  • GA RA
    APPROVED
    Since 2023-10-25

Branch Locations

3535 Wheeler Rd, Augusta, GA 30909 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Army El Paso (Ft Bliss) TX 01/1991 11/2017
First Command Brokerage Services Fort Worth TX 04/2017 04/2018
First Command Brokerage Services Fort Worth TX 04/2018 10/2023
First Command Advisory Services Fort Worth TX 04/2018 10/2023
First Command Insurance Services Fort Worth TX 04/2018 10/2023
Wells Fargo Clearing Services, Llc Duluth GA 10/2023 Present
  • 01/1991 → 11/2017
    Us Army
    El Paso (Ft Bliss), TX
  • 04/2017 → 04/2018
    First Command Brokerage Services
    Fort Worth, TX
  • 04/2018 → 10/2023
    First Command Brokerage Services
    Fort Worth, TX
  • 04/2018 → 10/2023
    Fort Worth, TX
  • 04/2018 → 10/2023
    First Command Insurance Services
    Fort Worth, TX
  • 10/2023 → Present
    Duluth, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-07
  • S66 Uniform Combined State Law Examination
    2018-03-07
Other Names
  • Scott Michael Haggas

View on SEC IAPD

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