Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-02-13
TX RA APPROVED_RES 2013-02-13
  • GA RA
    APPROVED
    Since 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-02-13

Branch Locations

1325 Greene Street, Augusta, GA 30901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Augusta GA 02/2013 Present
Previous Registrations
  • 2005-09-01 → 2013-02-13
    Morgan Keegan & Company, Llc
    Augusta, GA
    Augusta, GA
  • 2003-04-17 → 2005-09-02
    Augusta, GA
Other Businesses

(1)Name of Business: Augusta Country Club Address: 655 Milledge Rd, Augusta, GA, 30904, United States Activity Type: Non profit Position/Title: Subcommittee Member Investment Related: Yes Start Date: 07/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: member of Finance committee (2)Name of Business: Augusta State Birdie Club, Inc. Address: PO box 14127, Augusta, GA, 30904, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 01/01/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: board member only (3)Name of Business: Valid Vote Address: 606 Bourne pl, Augusta, GA, 30904, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 10/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: a director on the board

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-05-05
S63 Uniform Securities Agent State Law Examination 1990-06-05
  • S65 Uniform Investment Adviser Law Examination
    1993-05-05
  • S63 Uniform Securities Agent State Law Examination
    1990-06-05
Other Names
  • Jim Norvell

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Augusta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor