James Fleming Norvell

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Augusta, GA

Previous Registrations

• 2005-09-01 → 2013-02-13
  Morgan Keegan & Company, Llc
  Augusta, GA
  Augusta, GA
• 2003-04-17 → 2005-09-02
  Citigroup Global Markets Inc.
  Augusta, GA

Other Businesses

(1)Name of Business: Augusta Country Club Address: 655 Milledge Rd, Augusta, GA, 30904, United States Activity Type: Non profit Position/Title: Subcommittee Member Investment Related: Yes Start Date: 07/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: member of Finance committee (2)Name of Business: Augusta State Birdie Club, Inc. Address: PO box 14127, Augusta, GA, 30904, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 01/01/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: board member only (3)Name of Business: Valid Vote Address: 606 Bourne pl, Augusta, GA, 30904, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 10/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: a director on the board

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-05-05
• S63 Uniform Securities Agent State Law Examination
  1990-06-05

Other Names

• Jim Norvell