Lisa Rogers Boone

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 12/2016
  Raymond James & Associates, Inc.
  Atlanta, GA
• 12/2016 → Present
  Raymond James & Associates, Inc.
  Augusta, GA

Previous Registrations

• 2011-02-22 → 2013-02-13
  Morgan Keegan & Company, Llc
  Atlanta, GA
• 2009-06-01 → 2011-01-21
  Morgan Stanley
  Atlanta, GA
• 2003-03-31 → 2009-06-01
  Citigroup Global Markets Inc.
  Atlanta, GA
  Atlanta, GA

Other Businesses

1)NAME OF BUSINESS : DOLPHIN REALTI GROWTH LLC ADDRESS: ATLANTA, GA NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: PASSIVE INVESTOR INVESTMENT RELATED:YES START DATE: 09/02/2006 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: PASSIVE INVESTOR 2)Name of Business : Master's Home Rental Address: 52 Crystal Lake Drive, North Augusta, SC Nature of the Business: Rental Real Estate Position/Title: Proprietor/Owner Investment Related: Yes Start Date: 04/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I rent my personal residence for one week each year to Inspirato, an internationally recognized travel club, during the Master's golf tournament.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-06
• S63 Uniform Securities Agent State Law Examination
  1998-10-29

Designations

• Certified Financial Planner