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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-02-13
TX RA APPROVED_RES 2013-02-13
  • GA RA
    APPROVED
    Since 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-02-13

Branch Locations

1325 Greene Street, Augusta, GA 30901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Augusta GA 02/2013 Present
Previous Registrations
  • 2005-09-01 → 2013-02-13
    Morgan Keegan & Company, Llc
    Augusta, GA
    Augusta, GA
  • 2003-04-17 → 2005-09-02
    Augusta, GA
Other Businesses

(1)Name of Business: Address: 2710 Walton Way, augusta, GA, 30909, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/16/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: second home ownership, rent it out on occasion (2)Name of Business: First Presbyterian Church of Augusta Address: 642 Telfair St., Augusta, GA, 30901, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 02/25/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Elder - similar to board of directors, responsible for overseeing of congregation and pastors. (3)Name of Business: various Address: 2710 WALTON WAY, AUGUSTA, GA, 30909, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 01/26/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: ownership interests in mineral rights inherited

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-16
S63 Uniform Securities Agent State Law Examination 1993-08-11
  • S65 Uniform Investment Adviser Law Examination
    1993-08-16
  • S63 Uniform Securities Agent State Law Examination
    1993-08-11
Other Names
  • John Walter Loydphelan
  • John Loyd
  • John Phelan

View on SEC IAPD

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