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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-02-13
  • GA RA
    APPROVED
    Since 2013-02-13

Branch Locations

1325 Greene Street, Augusta, GA 30901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Augusta GA 02/2013 Present
Previous Registrations
  • 2003-02-11 → 2013-02-13
    Morgan Keegan & Company, Llc
    Thomson, GA
    Augusta, GA
    Augusta, GA
Other Businesses

(1)Name of Business: Augusta Exchange Club Address: 655 Milledge Road, Augusta, GA, 30904, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 01/02/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fellowship Chairman

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-02
S63 Uniform Securities Agent State Law Examination 1994-11-03
  • S65 Uniform Investment Adviser Law Examination
    1994-12-02
  • S63 Uniform Securities Agent State Law Examination
    1994-11-03

View on SEC IAPD

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