Michael Craig Rothrock

Current Employers

Employment History

• 05/2014 → Present
  Penn Mutual Life Insurance Company
  Horsham, PA
• 05/2014 → Present
  Hornor, Townsend & Kent, Inc
  Horsham, PA

Previous Registrations

• 2012-08-23 → 2014-04-14
  Msi Financial Services, Inc.
  Allentown, PA
• 2009-06-30 → 2012-07-13
  New England Securities
  Bethlehem, PA
  Newtown Square, PA
• 2008-03-06 → 2009-02-20
  Msi Financial Services, Inc.
  Allentown, PA
  Allentown, PA

Other Businesses

1)INSURANCE BROKERAGE DBA 1847 FINANCIAL, INVESTMENT RELATED, 1550 POND ROAD SUITE 140 ALLENTOWN, PA 18104. NATURE OF OBA: INSURANCE SALES AND SERVICE. RELATIONSHIP/TITLE: AGENT. START DATE OF OBA: MAY 2014. APPROXIMATE NUMBER OF HOURS/MONTH: 160; APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 160. DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) PAYROLL ACCOUNT | INVESTMENT RELATED: NO | DBA NAME: ROCK CAPITAL GROUP LLC | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 1550 POND RD., STE 140, ALLENTOWN, PA 18104 | START DATE: 12/13/2019 | NATURE OF ACTIVITY: BANK ACCOUNT FOR PAYROLL | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: REPS ASSISTANT WILL BE THE ONLY EMPLOYEE OF THIS ENTITY CREATES PROCESS FOR PAYROLL. 3) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: ROCK CAPITAL GROUP | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 1550 POND RD., STE 140, ALLENTOWN, PA 18104 | START DATE: 8/22/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY: IN ADDITION OFFERING FINANCIAL PLANNING SERVICES INCLUDING BUT NOT LIMITED TO INVESTMENTS INSURANCE, RETIREMENT PLANNING, EDUCATION PLANNING.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-28
• S63 Uniform Securities Agent State Law Examination
  1999-01-29

Designations