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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-24 |
| CA | RA | APPROVED | 2020-03-23 |
Branch Locations
27201 Puerta Real Suite 350, Mission Viejo, CA 92691 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Encinitas | CA | 05/2015 | 04/2017 |
| Wells Fargo Advisors | Carlsbad | CA | 04/2017 | 07/2018 |
| Raymond James Financial Services, Inc. | San Diego | CA | 07/2018 | 03/2020 |
| Raymond James Financial Services Advisors Inc. | San Diego | CA | 07/2018 | 03/2020 |
| Stifel Nicolaus & Co Inc | San Juan Capistrano | CA | 03/2020 | Present |
California Family Life Center; 930 N State St Hemet CA 92543; nonprofit that provide safety, comfort and healing to children suffering abuse and abandonment; Advisory board member - recruiting, fundraising; 5/1/20; 4 hours per month; not during securities trading hours; not inv related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-01 |
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