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Benjamin Scott Smith

Horizon Wealth

Denver, CO

Monmouth, OR

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Current Employers
Horizon Wealth

650 S. Cherry St. Ste 825, Denver, CO 80246 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-03-31
  • OR RA
    APPROVED
    Since 2025-03-31

Branch Locations

650 S. Cherry St. Ste 825, Denver, CO 80246 • United States

1250 Main St. E. Suite B, Monmouth, OR 97361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tri Quest Monmouth OR 04/2016 10/2017
Resources Investment Advisors Overland Park KS 11/2019 06/2021
Summit Wealth Strategies, Llc Monmouth OR 10/2019 04/2022
Legacysmith Inc D/B/A Vision Wealth Monmouth OR 11/2013 Present
Brookstone Capital Management Monmouth OR 04/2017 10/2017
Impact Partnership Wealth, Llc Marietta GA 07/2021 03/2025
Ashton & Associates Wealth Management & Insurance St. George UT 04/2022 11/2022
Horizon Wealth Investment Solutions, Llc Denver CO 03/2025 Present
Emerson Equity Llc San Mateo CA 04/2026 Present
  • 04/2016 → 10/2017
    Tri Quest
    Monmouth, OR
  • 11/2019 → 06/2021
    Resources Investment Advisors
    Overland Park, KS
  • 10/2019 → 04/2022
    Summit Wealth Strategies, Llc
    Monmouth, OR
  • 11/2013 → Present
    Legacysmith Inc D/B/A Vision Wealth
    Monmouth, OR
  • 04/2017 → 10/2017
    Brookstone Capital Management
    Monmouth, OR
  • 07/2021 → 03/2025
    Marietta, GA
  • 04/2022 → 11/2022
    Ashton & Associates Wealth Management & Insurance
    St. George, UT
  • 03/2025 → Present
    Horizon Wealth Investment Solutions, Llc
    Denver, CO
  • 04/2026 → Present
    Emerson Equity Llc
    San Mateo, CA
Previous Registrations
Other Businesses

1) HW TAX STRATEGIES-INVESTMENT RELATED, 650 SOUTH CHERRY ST. SUITE 825 DENVER, CO 80246, DBA MARKETING VEHICLE THROUGH WHICH SECURITIES BUSINESS IS OFFERED THROUGH EMERSON EQUITY LLC AND ADVISORY BUSINESS IS DONE THROUGH HORIZON WEALTH., REGISTERED REPRESENTATIVE WITH EMERSON EQUITY, LLC AND INVESTMENT ADVISOR REPRESENTATIVE WITH HORIZON WEALTH, I MARKET SECURITIES BUSINESS THROUGH BROKER DEALER AND ADVISORY BUSINESS THROUGH REGISTERED INVESTMENT ADVISORY FIRM., 20 HRS MONTHLY, 89 HRS DURING SECURITIES TRADING HOURS., 04/2026 2) VISION WEALTH-INVESTMENT RELATED, 650 SOUTH CHERRY ST. SUITE 825, DENVER, CO 80246, DBA FOR LEGACYSMITH, INC., FOUNDER/PRESIDENT,DBA USED TO MARKET FINANCIAL SERVICES DONE THROUGH HORIZON WEALTH., 160 HOURS MONTHLY, 6 HOURS DURING SECURITIES TRADING HOURS., 05/2022 3) LEGACYSMITH, INC.-INVESTMENT RELATED, 1250 MAIN ST., E. SUITE B MONMOUTH, OR 97361, S-CORP FOR FIXED INSURANCE SALES, FOUNDER/PRESIDENT, SELLING AND SERVICING FIXED ANNUITY AND FIXED LIFE INSURANCE., 20 HOURS MONTHLY, 10 HOURS DURING SECURITIES TRADING HOURS, 03/2017 4) HORIZON WEALTH-INVESTMENT RELATED, 650 SOUTH CHERRY ST. SUITE 825, DENVER, CO 80246, REGISTERED INVESTMENT ADVISORY FIRM, INVESTMENT ADVISOR REPRESENTATIVE WITH HORIZON WEALTH, I OFFER INVESTMENT ADVISORY SERVICES FOR MY CLIENTS UNDER THROUGH HORIZON WEALTH AS MY IAR., 160 HRS MONTHLY, 6 HOURS DURING SECURITIES TRADING HOURS., 03/2025 5) EMERSON EQUITY, LLC, INVESTMENT RELATED, REGISTERED REPRESENTATIVE AFFILIATION FOR THE PURPOSE OF EXECUTING COMMISSION BASED SECURITIES TRANSACTIONS WHEN BROKERAGE COMPENSATION IS MORE APPROPRIATE THAN FEE-BASED ADVISORY BILLING. START DATE 4/2026.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-06
  • S65 Uniform Investment Adviser Law Examination
    2015-08-06
Other Names
  • Ben Smith

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