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Nathan David Stoker

Cresset Asset Management, LLC

Santa Barbara, CA

Chicago, IL

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Current Employers
Cresset Asset Management, Llc

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-16
CA RA APPROVED 2025-01-01
  • TX RA
    APPROVED
    Since 2025-10-16
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

120 East De La Guerra Street Suite 1, Santa Barbara, CA 93101 • United States

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Beverly Hills CA 06/2018 09/2019
Pepperdine University Malibu CA 05/2014 05/2018
Created Wealth Advisory Los Angeles CA 09/2019 05/2022
Tcwl Llc Dba Created Wealth Advisory Beachwood OH 05/2022 01/2024
Cresset Asset Management, Llc Chicago IL 01/2024 Present
  • 06/2018 → 09/2019
    Ubs Financial Services Inc.
    Beverly Hills, CA
  • 05/2014 → 05/2018
    Pepperdine University
    Malibu, CA
  • 09/2019 → 05/2022
    Created Wealth Advisory
    Los Angeles, CA
  • 05/2022 → 01/2024
    Tcwl Llc Dba Created Wealth Advisory
    Beachwood, OH
  • 01/2024 → Present
    Cresset Asset Management, Llc
    Chicago, IL
Previous Registrations
  • 2023-06-15 → 2024-01-26
    Truclarity Wealth Advisors
    Los Angeles, CA
    Beachwood, OH
    Los Angeles, CA
  • 2018-12-28 → 2019-10-08
    Ubs Financial Services Inc.
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-27
  • S66 Uniform Combined State Law Examination
    2018-12-27
Designations
Other Names
  • Nathan Stoker

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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